Fines and Penalties for Data Reporting Services Providers
Initiative
Official name
Final Report - TA on procedural rules for penalties imposed on DRSPs
Type
Technical Advice
Level 3 / Other
Initiator
ESMA
Submitted
23.12.2020
Doc. code
ESMA43-370-282
Summary
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Status
Status
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Current version
Final version
Next step
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Entry into force and application
Entry into force
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Application date
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Scope
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Relevant for
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Associated initiatives
Level 1
Adjustment and upgrade of the ESA framework
(binding, Amendment, EU)
Level 2
Complementing the supervision of data provision services
(binding, Supplement, EU)
Level 3 / Other
Supervisory fees for data reporting services providers (DRSPs)
(non-binding, EU)
Source: ESMA, ESMA43-370-282, 2021