Fines and Penalties for Data Reporting Services Providers

Topic area:
Status: 01.04.2021 |
Archived
Key words:
Post Trading
Initiative
Official name
Final Report - TA on procedural rules for penalties imposed on DRSPs
Type
Technical Advice
Level 3 / Other
Initiator
ESMA
Submitted
23.12.2020
Doc. code
ESMA43-370-282
Summary
Status
Status

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Current version
Final version
23.03.2021
Next step
Entry into force and application
Entry into force

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Application date

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Scope
Relevant for

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Associated initiatives
Level 1
Adjustment and upgrade of the ESA framework (binding, Amendment, EU)
Level 2
Complementing the supervision of data provision services (binding, Supplement, EU)
Level 3 / Other
Supervisory fees for data reporting services providers (DRSPs) (non-binding, EU)

Source: ESMA, ESMA43-370-282, 2021