FAQ on new requirements for investment firms (IFD, IFR, WpIG)

Topic area:
Status: 07.12.2021 |
Archived
Initiative
Official name
Neue Vorgaben für Wertpapierinstitute
Type
FAQ
Level 3 / Other
Initiator
BaFin
Submitted
Doc. code
-
Summary
Status
Status

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Current version
Final version
02.12.2021
Next step
Entry into force and application
Entry into force

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Application date

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Scope
Relevant for

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Associated initiatives
Level 1
Investment firms regulation (IFR) (binding, Main version, Amendment, EU)
Investment firm directive (IFD) (binding, Main version, Amendment, EU)
IFD implementing law with investment firm law (WpIG) (binding, Main version, Amendment, DE)
Level 2
–
Level 3 / Other
–

Source: BaFin, Neue Vorgaben für Wertpapierinstitute, 2021