EEA Agreement: implementation of amending regulatory compliance on critical benchmarks

Topic area:

Status: 27.09.2019 |

Key words:

Official name

DECISION OF THE EEA JOINT COMMITTEE No 238/2019 of 27 September 2019 amending Annex IX (Financial services) to the EEA Agreement

Type

Order/Decision

Level 3 / Other

Initiator

Submitted

Doc. code

No 238/2019

Summary

Status

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Current version

Final version

27.09.2019

Next step

Entry into force

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Application date

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Scope

Relevant for

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Level 1

–

Level 2

List of critical benchmarks (binding, Supplement, EU)

Amendment of the Regulation on the list of critical reference points (binding, Amendment, EU)

Specification of individual terms of the Benchmarking Regulation (binding, Supplement, EU)

Specification of assessment of several nominal amounts within the Benchmarking Regualtion (binding, Supplement, EU)

Application of certain criteria within the Regulation of Benchmarking (binding, Supplement, EU)

Procedures and forms for the provision of information by NCAs to ESMA (binding, EU)

Templates for compliance statement for significant and non-significant benchmarks (binding, Supplement, EU)

Procedures and characteristics of the oversight function (binding, Supplement, EU)

Internal supervisory and verification procedures in case of critical reference values (binding, Supplement, EU)

Code of Conduct for Administrators of benchmarks (binding, Supplement, EU)

Clarification of governance requirements for supervised contributors (binding, Supplement, EU)

Clarification of the information to be provided on critical reference values (binding, Supplement, EU)

Clarification of the considered criteria by public authorities for critical reference values (binding, EU)

Clarification of the content of publications required by reference value administrators (binding, Supplement, EU)

Establishing the minimum content of cooperation agreements with authorities of third countries (binding, Supplement, EU)

Form and content of the application for recognition of a benchmark (binding, Supplement, EU)

Information in applications for authorisation and registration for benchmark adminastrators (binding, Supplement, EU)

Level 3 / Other

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Source: EU, No 238/2019, 2019