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Official name

REGULATION (EU) No 575/2013 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012

Type

Regulation

Level 1

Initiator

Submitted

20.07.2011

Doc. code

575/2013

Summary

Status

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Current version

Final version

30.11.2013

Next step

Entry into force

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Application date

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Scope

Relevant for

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Level 1

CRR - Own funds and eligible liabilities (Articles 25-91) (binding, EU)

CRR - Capital requirements (Articles 92-386) (binding, EU)

CRR - Large Loans (Articles 387-403) (binding, EU)

CRR - Risk positions arising from transferred credit risks (Articles 404-410) (binding, EU)

CRR - Liquidity (Articles 411-428) (binding, EU)

CRR - Leverage (Articles 429-430) (binding, EU)

CRR - Disclosure by institutions (Articles 431-455) (binding, EU)

Revision of the CRR (CRR2) - General Part (binding, Amendment, EU)

Investment firms regulation (IFR) (binding, Main version, Amendment, EU)

UCITS V (binding, Amendment, EU)

European Account Preservation Order procedure (binding, Main version, EU)

Single Supervisory Mechanism (SSM) (binding, Main version, EU)

Revision of the CRR (CRR II) - Transitional arrangements (binding, Amendment, EU)

Implementation of PSD 2 - Payment Services Supervision Act (Zahlungsdiensteaufsichtsgesetz) (binding, Main version, Amendment, DE)

Restructuring of the tasks and duties of the German Financial Market Stabilisation Authority (FMSA) (binding, Amendment, DE)

Amendment of the Building Society Act (binding, Amendment, DE)

CRD IV Implementation act (binding, Amendment, DE)

Adjustments to the CRR in response to the Covid-19 pandemic (CRR Quick Fix) (binding, Amendment, EU)

Amendment of the CRR in response to the COVID-19 pandemic (binding, Amendment, EU)

Implementation of the Covered Bonds Directive (CBD-Umsetzungsgesetz) (binding, Amendment, DE)

The finalisation of BASEL III - CRR III (CRR3) (binding, Amendment, EU)

CMU - regulation on exposures in the form of covered bonds (binding, Amendment, EU)

Prudential requirements for credit institutions and investment firms (binding, Amendment, EU)

Minimum loss coverage for non-performing exposures (Backstop Regulation) (binding, Amendment, EU)

Sovereign bond-back securities Regulation (binding, EU)

Amendment to the CRR/CRD in the area of resolution - daisy chain approach (binding, Amendment, EU)

Review of CRR and CRD IV (non-binding, EU)

Amending certain regulations with respect to the establishment and operation of ESAPs (binding, EU)

EMIR - Review: Amendment of EMIR, CRR and MMF (EMIR 3) (binding, Amendment, EU)

Level 2

RTS on the methods of prudential consolidation (binding, EU)

Extension of the transitional periods for exposures to CCP (binding, EU)

Alternative standardised approach for market risk (binding, Amendment, EU)

Regulation on the exercise of options and discretions available in Union law (binding, Main version, EU)

ITS on joint decisions on approval of internal models (binding, Supplement, EU)

RTS on periodic CRA reporting on fees charged to customers (binding, Supplement, EU)

Regulation on reporting of supervisory financial information (ECB FINREP Regulation) (binding, Main version, EU)

Materiality threshold of credit obligations past due (binding, Supplement, EU)

Disclosure of encumbered and unencumbered assets (non-binding, EU)

Verlängerung Übergangszeiträume Eigenmittelanforderungen für Positionen ggü. CCPs (binding, EU)

Waiver on own funds requirements for certain covered bonds (binding, Amendment, EU)

Treatment in cross-border intragroup financial support under LCR (binding, Supplement, EU)

Amendment of equivalence of regulatory requirements in third countries (non-binding, EU)

Additional collateral outflows on derivatives contracts (binding, Supplement, EU)

Mapping of ECAIs’ credit assessments for securitisation positions (binding, Supplement, EU)

RTS on data waiver permission (binding, Supplement, EU)

ITS on main indices and recognised exchanges under CRR (binding, Supplement, EU)

Corrections to the adopted technical standards on non-delta risk options and on identified staff (binding, Amendment, EU)

ITS on disclosure of the leverage ratio (non-binding, EU)

RTS on the use of derogations for currencies with insufficient liquid assets (binding, Supplement, EU)

ITS on currencies with liquid assets shortage (binding, Supplement, EU)

ITS zu Closely correlated currencies (binding, Supplement, EU)

RTS on prudent valuation adjustments (binding, Supplement, EU)

Specification of the requirements to transferred credit risk (binding, Supplement, EU)

RTS on IRB equity exemption (binding, Supplement, EU)

RTS on Countercyclical buffer disclosures (non-binding, EU)

Change RTS to EK – Deduction of indirect und synthetic holdings (binding, Supplement, EU)

Assessing the materiality of extensions and changes of internal approaches (binding, Supplement, EU)

Currencies with extremely narrow central bank eligibility (binding, Supplement, EU)

Changes RTS to own funds requirements – drag on own funds (binding, Supplement, EU)

RTS on margin periods of risk (binding, Supplement, EU)

Change of CRR regarding Leverage Ratio (binding, Supplement, EU)

Determination of the overall exposure to a client or a group of connected clients (binding, Supplement, EU)

RTS on disclosure requirements for structured finance instruments (binding, Supplement, EU)

ITS on disclosure values of indicators by G-SIIs (non-binding, EU)

ITS on supervisory practices with regard to the implementation of additional risk weights (binding, Supplement, EU)

ITS on hypothetical capital of a central counterparty (binding, Supplement, EU)

RTS for non-delta risk of options in the standardised market risk approach (binding, Supplement, EU)

RTS for determining proxy spread and limited smaller portfolios for credit valuation adjustment risk (binding, EU)

RTS for financial conglomerates (binding, Supplement, EU)

ITS on diversified indices (binding, Supplement, EU)

Revisions to the remuneration regulation (InstitutsVergV) (binding, Amendment, DE)

Audit report directive (PrüfbV) (binding, Main version, DE)

Amendments to the GroMiKV and abolition of the sovereign risk regulation (binding, DE)

First Amendments on Financial and Risk-bearing Capacity Information Regulation (FinarisikoV) (binding, DE)

German large exposure regulation (binding, Main version, DE)

German Solvency Regulation (SolvV) (binding, Main version, DE)

Prudential treatment of software assets (binding, Amendment, EU)

Calculation of risk‐weighted exposure amounts of CIUs (binding, Supplement, EU)

Supervisory reporting amendments with regards to FINREP, LCR and COREP (binding, Amendment, EU)

Supervisory reporting changes for FINREP, IP Losses, Large Exposures (binding, EU)

Amending RTS on prudent valuation in light of Covid-19 (binding, Amendment, EU)

3rd amendment of ITS on mapping of ECAIs’ credit assessments (binding, Amendment, EU)

Extension of the transitional periods for exposures to CCP (binding, Amendment, EU)

Recognition of Serbian & South Korean prudential regimes for bank solvency (binding, Amendment, EU)

RTS for determining what constitutes the close correspondence between the value of an institution's covered bonds and the value of the institution's assets (binding, Supplement, EU)

disclosure of own funds requirements for institutions (non-binding, EU)

RTS on assessment methodologies for the Advanced Measurement Approaches for operational risk (binding, Supplement, EU)

Equivalence of third countries with regard to the treatment of exposures under the CRR (non-binding, EU)

RTS on downturn LGD (binding, Supplement, EU)

Amending RTS on CVA proxy spread (binding, EU)

Assessment methodology for IRB approach (binding, Supplement, EU)

RTS on risk weights and LGD floors for mortgage lending (binding, EU)

Adjustment of the Solvency Regulation (binding, Amendment, DE)

ITS on mapping of ECAIs’ credit assessments (binding, Supplement, EU)

RTS on the definition of the term market (binding, Supplement, EU)

2nd amendment of ITS on mapping of ECAIs’ credit assessments (binding, Amendment, EU)

Amending ITS on mapping of ECAIs’ credit assessments (binding, EU)

Update of the ITS on closely related currencies (binding, Supplement, EU)

Amendment to the ITS on Comprehensive Pillar 3 Disclosure (binding, Amendment, EU)

RTS on risk weights for specialised lending exposures (binding, Supplement, EU)

Regulation concerning gross jump-to-default amounts (JTD amounts) (binding, EU)

Revision of LCR regulation (binding, Amendment, EU)

RTS on residual risk add-on (RRAO) (binding, EU)

Standardised Approach for CCR (binding, Supplement, EU)

Specific supervisory reporting requirements for market risk (binding, Supplement, EU)

Calculation of capital requirements of securitised exposures under CRR IRB rules (binding, EU)

Assessment methodology on the use of internal models for market risk (binding, EU)

RTS on permanent and temporary uses of the IRB approach (binding, EU)

Liquidity coverage ratio (LCR) (binding, Supplement, EU)

List of advanced economies to determine equity risk under FRTB-SA (binding, EU)

Appropriateness of risk weights and minimum LGDs for exposures secured by immovable property (non-binding, Supplement, EU)

Transitional provisions related to own funds requirements for exposures to CCPs (non-binding, EU)

RTS for own funds requirements (binding, Supplement, EU)

Disclosure of exposures to interest rate risk in the banking book (IRRBB) (binding, Amendment, EU)

RTS on the reclassification of investment firms as credit institutions (binding, EU)

RTS for credit risk adjustments (binding, Supplement, EU)

Amended RTS on credit risk adjustment (binding, Amendment, EU)

Amendment of regulation on the exercise of options and discretions available in Union law (binding, Amendment, EU)

First Covered Bond Amendment Regulation and Covered Bond Reporting Regulation (PfandMeldeV) (binding, Supplement, Amendment, DE)

Amending ITS on currencies with constraints on the availability of liquid assets (binding, EU)

Technical standards to identify shadow banking entities (binding, EU)

Updated list of equivalent third countries under CRR (binding, Supplement, EU)

CRR-Accompanying Regulation 2021 - CRR-BV 2021 (binding, AT)

RTS on the IRRBB standardised approach (binding, EU)

RTS specifying the criteria for subjecting certain investment firms to the requirements of the CRR (binding, EU)

Amended ITS on ECAIs' credit assessments for securitisations (binding, EU)

RTS on the identification of a group of connected clients (GCC) (binding, Supplement, EU)

Materiality threshold for credit obligations past due (binding, Supplement, EU)

RTS on materiality of model changes and extensions (binding, Supplement, EU)

Regulation on capital collateralization measures (binding, AT)

Exposure value of synthetic excess spreads in securitizations (binding, Supplement, EU)

Amendment to the "CRR-Begleitverordnung" (7. CRR-BV-Novelle) (binding, Amendment, AT)

ITS on appropriately diversified indices (binding, Amendment, EU)

Own funds requirements for firms based on fixed overheads (binding, Amendment, EU)

Exclusion of third country transactions from CVA risk (binding, Supplement, EU)

Updated ITS on diversified indices (binding, Amendment, EU)

Amendmends to the specific reporting requirements on market risks (FRTB reporting) (binding, Amendment, EU)

PDs and LGDs for default risk model under the internal approach for market risk (FRTB) (binding, Supplement, EU)

RTS on FX and Commodity risk in the non-trading book (binding, Supplement, EU)

Standards for the assessment of market risk models for the review of the trading book (binding, Supplement, EU)

4th amendment of ITS on mapping ECAIS' credit assessments (binding, Amendment, EU)

Level 3 / Other

Measures to address macroprudential risk in Finland (non-binding, EU)

Measures to address macroprudential risk in Estonia (non-binding, EU)

EBA - Final Q&A: CRR - Accounting and auditing (binding, EU)

Guidelines on ICT and security risk management (binding, EU)

Outsourcing to cloud service providers (binding, EU)

EBA - Final Q&A: CRR - Other topics (binding, EU)

Uniform disclosure under IFRS 9 transitional arrangements (binding, EU)

Guide on options and discretions available in Union law (binding, EU)

Guide on Targeted Review of Internal Models (TRIM) (binding, EU)

EBA Opinion on the regulatory treatment of non-performing exposure securitisations (non-binding, EU)

EBA Q&A: Regulatory reporting - (large exposure notification) (binding, DE)

Monitoring and coordination of instituional protection schemes (IPS) including LSIs (binding, EU)

Approach for the recognition of institutional protection schemes (IPS) (binding, EU)

Institutional Protection Schemes (IPS) (binding, EU)

Remuneration benchmarking (binding, EU)

Disclosure of indicators of global systemic importance (binding, EU)

GL on the applicable notional discount rate for long term deferred variable remuneration (binding, EU)

EBA - Final Q&A: CRD - Supervisory review and evaluation (SREP) and Pillar 2 (binding, EU)

Assessments of fintech credit institution licence applications (binding, EU)

Addendum to the ECB Guidance to banks on nonperforming loans (binding, EU)

Credit risk management practices (binding, EU)

Guidelines on interrelationship BRRD and CRR-CRD (binding, EU)

Guidance to banks on non-performing loans (NPL) (binding, EU)

PD & LGD estimation and the treatment of defaulted exposures (binding, EU)

Dividend distribution policies (non-binding, EU)

Treatment of connected clients for large exposures (binding, EU)

Materiality assessment for IMM and A-CVA model extensions (binding, EU)

Q&A on AnaCredit Reporting Manual (binding, EU)

Unsolicited credit assessments (binding, EU)

Qualifying holdings in the financial sector (binding, EU)

Corrections to modified duration for debt instruments (binding, EU)

Consolidated Guide on options and discretions available in Union law (binding, EU)

Standardised templates for Additional Tier 1 instruments (binding, EU)

Implicit support for securitisation transactions (binding, EU)

Addendum to the Guide on options and discretions available in Union law (binding, EU)

GL on limits to exposures to shadow banking entities (binding, EU)

Data for supervisory benchmarking (binding, EU)

Guidelines on materiality, proprietary and confidentiality and on disclosure frequency (binding, EU)

SRT for securitisation transactions (binding, EU)

Retail deposits subject to different outflows in the LCR (binding, EU)

EBA - Final Q&A: CRR - Supervisory reporting: Asset Encumbrance (binding, EU)

Supervisory re-comparisons of internal market risk models (binding, DE)

Risk weighting of German guarantee banks (binding, DE)

Interest rate risk in the banking book for LSI (non-binding, DE)

Disclosure of encumbered and unencumbered assets - BaFin (binding, DE)

Filing prudential financial information (binding, DE)

Implementation of the EBA guidelines on disclosure of materiality (binding, DE)

Acquisition of a Legal Entity Identifier (LEI) (binding, DE)

Approval procedure for using self-calculated delta factors (binding, DE)

General disposition of the BaFin concerning Article 89 of CRR (binding, DE)

Netting Agreement (binding, DE)

Guideline on materiality threshold for credit obligations past due for less significant institutions (LSIs) (binding, EU)

Q&A on the securitisation regulation (binding, EU)

Guidelines on loan origination and monitoring (binding, Main version, EU)

Annual Report EBA 2019 (non-binding, EU)

Supervisory Banking Statistics - Second quarter 2020 (non-binding, EU)

Macroprudential Policy in the EU 2018 (non-binding, EU)

Basel III Monitoring Exercise (non-binding, EU)

Opinion on deposit protection issues stemming from Brexit (non-binding, EU)

Banking Union – Annual Report 2018 (non-binding, EU)

Data collection on the review of the prudential framework for investment firms (non-binding, EU)

Handbook on valuation for purposes of resolution (non-binding, EU)

EBA report on crypto-assets (non-binding, EU)

Opinion on minimum loss coverage for non-performing exposures (non-binding, EU)

Opinion on the Equivalence of Supervisory and Regulatory Requirements in Argentina (non-binding, EU)

Report on impact assessment on LCR (non-binding, EU)

EEA Agreement: Implementation of CRR & CRD IV and most delegated acts (non-binding, EU)

Banks’ Integrated Reporting Dictionary (BIRD) (non-binding, EU)

ECB stress test regarding Liquidity Risk (non-binding, EU)

Amending Recommendation on voluntary reciprocity for macroprudential policy measures (non-binding, EU)

FAQ of the BaFin on the CRR (binding, DE)

Guidance to assess breaches of the large exposure limits (binding, EU)

EBA - Final Q&A: CRR - Own funds (binding, EU)

Obergrenzen für Risikopositionen gegenüber Schattenbanken (binding, DE)

EBA - Final Q&A: CRR - Liquidity risk (binding, EU)

Circular letter on the definition of risk positions with a high risk (binding, DE)

Significant credit risk transfer (binding, EU)

EBA - Final Q&A: CRR - Operational Risk (binding, EU)

Targeted Review of Internal Models (TRIM) - Risk-type-specific chapters (binding, EU)

Guidelines on Downturn LGD (binding, EU)

Guidelines on exposures associated with high risks (binding, EU)

Harmonised definition of default (binding, EU)

Implementation of Guidelines on implicit support for securitisation transactions (binding, DE)

Guidelines on the treatment of CVA risk under SREP (binding, EU)

EBA - Final Q&A: CRR - Leverage Ratio (binding, EU)

EBA FINAL Q&A: CRR - Large Exposures (binding, EU)

EBA - Final Q&A: CRR - Securitisation and Covered Bonds (binding, EU)

EBA - FINAL Q&A: CRR - Supervisory reporting: COREP (binding, EU)

EBA - FINAL Q&A: CRR - Supervisory reporting: Large Exposures (binding, EU)

EBA - Final Q&A: CRR - Supervisory reporting: Leverage ratio (binding, EU)

EBA - FINAL Q&A: CRR - Supervisory reporting: Liquidity (binding, EU)

EBA - Final Q&A: CRR Supervisory reporting: FINREP (binding, EU)

Guidelines on credit risk mitigation (binding, EU)

EBA - Final Q&A: CRR - Credit risk (binding, EU)

List of public sector entities (PSEs) with special treatment under the CRSA (binding, EU)

List of regional governments and local authorities (RGLAs) with special treatment under the CRSA (binding, EU)

Targeted Review of Internal Models (TRIM) - General topics (binding, EU)

Submission of large credit notifications (binding, DE)

Report on reliance on external credit ratings (non-binding, EU)

Cost of compliance study (non-binding, EU)

EBA - Final Q&A: CRR - Market risk (binding, EU)

EBA - FINAL Q&A: CRR - Internal Governance (binding, EU)

EBA - Final Q&A: CRR - Supervisory reporting (non-binding, EU)

Report on the treatment of incoming third country branches (non-binding, EU)

Amendment guideline on harmonising options and discretions available in Union law for LSI (binding, EU)

Recommendation on common specifications for the exercise of some options and discretions available in Union law (non-binding, EU)

Quality of unsolicited credit assessments confirmed (binding, EU)

Methodology for the determination of the weighted average maturity of securitisation positions for regulatory purposes (binding, EU)

Management of non-performing and forborne exposures (binding, EU)

Machine learning for IRB models (non-binding, EU)

Equivalence of prudential and regulatory requirements for the Republic of Northern Macedonia (non-binding, EU)

Equivalence of supervisory and regulatory requirements for Bosnia and Herzegovina (non-binding, EU)

Circular on the stable refinancing of off-balance sheet items (binding, DE)

EBA - Final Q&A: CRR - Model validation (binding, EU)

The role of environmental risks in the prudential framework (non-binding, EU)

Supervisory Manual on the Validation of Rating Systems under the IRBA (binding, EU)

Guidelines on the application of the Structural FX provision (binding, EU)

Disclosure of non-performing and forborne exposures (binding, EU)

Margin for redemptions of eligible liabilities (binding, EU)

Guidelines on institutions’ stress testing (binding, EU)

Extension of the general ruling on reducing instruments eligible for inclusion (binding, Supplement, DE)

EBA - Final Q&A: CRR - Supervisory reporting: Funding Plans (binding, EU)

EBA - Final Q&A: CRR - Transparency and Pillar 3 (binding, EU)

Assessments of licence applications for credit institutions (binding, EU)