CRR
Initiative
Official name
REGULATION (EU) No 575/2013 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012
Type
Regulation
Level 1
Initiator
EU
Submitted
20.07.2011
Doc. code
575/2013
Summary
Status
Status
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Current version
Final Version (corrected)
Next step
Entry into force and application
In force
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To be applied
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Scope
Relevant for
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Associated initiatives
Level 1
CRR - Own funds and eligible liabilities (Articles 25-91) (Regulatory inventory)
CRR - Capital requirements (Articles 92-386) (Regulatory inventory)
CRR - Large Loans (Articles 387-403) (Regulatory inventory)
CRR - Risk positions arising from transferred credit risks (Articles 404-410) (Regulatory inventory)
CRR - Liquidity (Articles 411-428) (Regulatory inventory)
CRR - Leverage (Articles 429-430) (Regulatory inventory)
CRR - Disclosure by institutions (Articles 431-455) (Regulatory inventory)
Revision of the CRR (CRR2) - General Part (Regulatory inventory)
Investment firms regulation (IFR) (Regulatory inventory)
Structural banking reforms (Dual Banking System) (Regulatory inventory)
UCITS V (Regulatory inventory)
European Account Preservation Order procedure (Regulatory inventory)
Single Supervisory Mechanism (SSM) (Regulatory inventory)
Revision of the CRR (CRR II) - Transitional arrangements (Regulatory inventory)
Implementation of PSD 2 - Payment Services Supervision Act (Zahlungsdiensteaufsichtsgesetz) (Regulatory inventory)
Restructuring of the tasks and duties of the German Financial Market Stabilisation Authority (FMSA) (Regulatory inventory)
Amendment of the Building Society Act (Regulatory inventory)
CRD IV Implementation act (Regulatory inventory)
Adjustments to the CRR in response to the Covid-19 pandemic (CRR Quick Fix) (Regulatory inventory)
Amendment of the CRR in response to the COVID-19 pandemic (Regulatory inventory)
Implementation of the Covered Bonds Directive (CBD-Umsetzungsgesetz) (Regulatory inventory)
The finalisation of BASEL III - CRR III (CRR3) (Regulatory inventory)
CMU - regulation on exposures in the form of covered bonds (Regulatory inventory)
Prudential requirements for credit institutions and investment firms (Regulatory inventory)
EBA FINAL Q&A: CRR - Large Exposures (Regulatory inventory)
Minimum loss coverage for non-performing exposures (Backstop Regulation) (Regulatory inventory)
Sovereign bond-back securities Regulation (Regulatory inventory)
Amendment to the CRR/CRD in the area of resolution (Regulatory inventory)
Review of CRR and CRD IV (Regulatory inventory)
Amending certain regulations with respect to the establishment and operation of ESAPs (Regulatory inventory)
Level 2
RTS on the methods of prudential consolidation (Regulatory inventory)
Extension of the transitional periods for exposures to CCP (Regulatory inventory)
Alternative standardised approach for market risk (Regulatory inventory)
Regulation on the exercise of options and discretions available in Union law (Regulatory inventory)
ITS on joint decisions on approval of internal models (Regulatory inventory)
RTS on periodic CRA reporting on fees charged to customers (Regulatory inventory)
Regulation on reporting of supervisory financial information (ECB FINREP Regulation) (Regulatory inventory)
Materiality threshold of credit obligations past due (Regulatory inventory)
Disclosure of encumbered and unencumbered assets (Not directly effective)
Verlängerung Übergangszeiträume Eigenmittelanforderungen für Positionen ggü. CCPs (Regulatory inventory)
Waiver on own funds requirements for certain covered bonds (Regulatory inventory)
Treatment in cross-border intragroup financial support under LCR (Regulatory inventory)
Amendment of equivalence of regulatory requirements in third countries (Not directly effective)
6th extension of the transitional periods for capital requirements for exposures to CCPs (Regulatory inventory)
Additional collateral outflows on derivatives contracts (Regulatory inventory)
Mapping of ECAIs’ credit assessments for securitisation positions (Regulatory inventory)
RTS on data waiver permission (Regulatory inventory)
ITS on main indices and recognised exchanges under CRR (Regulatory inventory)
5th extension of the transitional periods for capital requirements for exposures to CCPs (Regulatory inventory)
Corrections to the adopted technical standards on non-delta risk options and on identified staff (Regulatory inventory)
ITS on disclosure of the leverage ratio (Not directly effective)
RTS on the use of derogations for currencies with insufficient liquid assets (Regulatory inventory)
ITS on currencies with liquid assets shortage (Regulatory inventory)
ITS zu Closely correlated currencies (Regulatory inventory)
RTS on prudent valuation adjustments (Regulatory inventory)
Specification of the requirements to transferred credit risk (Regulatory inventory)
RTS on IRB equity exemption (Regulatory inventory)
RTS on Countercyclical buffer disclosures (Not directly effective)
Change RTS to EK – Deduction of indirect und synthetic holdings (Regulatory inventory)
Assessing the materiality of extensions and changes of internal approaches (Regulatory inventory)
Currencies with extremely narrow central bank eligibility (Regulatory inventory)
Changes RTS to own funds requirements – drag on own funds (Regulatory inventory)
RTS on margin periods of risk (Regulatory inventory)
Change of CRR regarding Leverage Ratio (Regulatory inventory)
Determination of the overall exposure to a client or a group of connected clients (Regulatory inventory)
RTS on disclosure requirements for structured finance instruments (Regulatory inventory)
ITS on disclosure values of indicators by G-SIIs (Not directly effective)
ITS on supervisory practices with regard to the implementation of additional risk weights (Regulatory inventory)
ITS on hypothetical capital of a central counterparty (Regulatory inventory)
ITS on supervisory reporting (Not directly effective)
RTS for non-delta risk of options in the standardised market risk approach (Regulatory inventory)
RTS for determining proxy spread and limited smaller portfolios for credit valuation adjustment risk (Regulatory inventory)
RTS for financial conglomerates (Regulatory inventory)
ITS on diversified indices (Regulatory inventory)
Revisions to the remuneration regulation (InstitutsVergV) (Regulatory inventory)
Audit report directive (PrüfbV) (Regulatory inventory)
Amendments to the GroMiKV and abolition of the sovereign risk regulation (Regulatory inventory)
First Amendments on Financial and Risk-bearing Capacity Information Regulation (FinarisikoV) (Regulatory inventory)
German large exposure regulation (Regulatory inventory)
German Solvency Regulation (SolvV) (Regulatory inventory)
Prudential treatment of software assets (Regulatory inventory)
Calculation of risk‐weighted exposure amounts of CIUs (Regulatory inventory)
Supervisory reporting amendments with regards to FINREP, LCR and COREP (Regulatory inventory)
Supervisory reporting changes for FINREP, IP Losses, Large Exposures (Regulatory inventory)
Amending RTS on prudent valuation in light of Covid-19 (Regulatory inventory)
3rd amendment of ITS on mapping of ECAIs’ credit assessments (Regulatory inventory)
Extension of the transitional periods for exposures to CCP (Regulatory inventory)
Recognition of Serbian & South Korean prudential regimes for bank solvency (Regulatory inventory)
RTS for determining what constitutes the close correspondence between the value of an institution's covered bonds and the value of the institution's assets (Regulatory inventory)
disclosure of own funds requirements for institutions (Not directly effective)
RTS on assessment methodologies for the Advanced Measurement Approaches for operational risk (Regulatory inventory)
Equivalence of third countries with regard to the treatment of exposures under the CRR (Not directly effective)
RTS on downturn LGD (Regulatory inventory)
Amending RTS on CVA proxy spread (Regulatory inventory)
Assessment methodology for IRB approach (Regulatory inventory)
RTS on risk weights and LGD floors for mortgage lending (Regulatory inventory)
Adjustment of the Solvency Regulation (Regulatory inventory)
ITS on mapping of ECAIs’ credit assessments (Regulatory inventory)
RTS on the definition of the term market (Regulatory inventory)
2nd amendment of ITS on mapping of ECAIs’ credit assessments (Regulatory inventory)
Amending ITS on mapping of ECAIs’ credit assessments (Regulatory inventory)
Update of the ITS on closely related currencies (Regulatory inventory)
ITS on disclosure of ESG risks (Regulatory inventory)
RTS on risk weights for specialised lending exposures (Regulatory inventory)
Regulation concerning gross jump-to-default amounts (JTD amounts) (Regulatory inventory)
Revision of LCR regulation (Regulatory inventory)
RTS on residual risk add-on (RRAO) (Regulatory inventory)
Standardised Approach for CCR (Regulatory inventory)
Specific supervisory reporting requirements for market risk (Regulatory inventory)
Calculation of capital requirements of securitised exposures under CRR IRB rules (Regulatory inventory)
Assessment methodology on the use of internal models for market risk (Regulatory inventory)
RTS on permanent and temporary uses of the IRB approach (Regulatory inventory)
Liquidity coverage ratio (LCR) (Regulatory inventory)
List of advanced economies to determine equity risk under FRTB-SA (Regulatory inventory)
Appropriateness of risk weights and minimum LGDs for exposures secured by immovable property (Regulatory inventory)
Transitional provisions related to own funds requirements for exposures to CCPs (Not directly effective)
RTS for own funds requirements (Regulatory inventory)
Disclosure of exposures to interest rate risk in the banking book (IRRBB) (Regulatory inventory)
RTS on reclassification of investment firms as credit institutions (Regulatory inventory)
Amendments to supervisory reporting on securitisation, asset encumbrance, ALMM and G-SIIs (Regulatory inventory)
RTS for credit risk adjustments (Regulatory inventory)
Amended RTS on credit risk adjustment (Regulatory inventory)
Amendment of regulation on the exercise of options and discretions available in Union law (Regulatory inventory)
First Covered Bond Amendment Regulation - PfandMeldeV (Regulatory inventory)
Amending ITS on currencies with constraints on the availability of liquid assets (Regulatory inventory)
Technical standards to identify shadow banking entities (Regulatory inventory)
Updated list of equivalent third countries under CRR (Regulatory inventory)
CRR-Accompanying Regulation 2021 - CRR-BV 2021 (Regulatory inventory)
RTS on the IRRBB standardised approach (Regulatory inventory)
RTS specifying the criteria for subjecting certain investment firms to the requirements of the CRR (Regulatory inventory)
Amended ITS on ECAIs' credit assessments for securitisations (Regulatory inventory)
RTS on the identification of a group of connected clients (GCC) (Regulatory inventory)
Materiality threshold for credit obligations past due (Regulatory inventory)
RTS on materiality of model changes and extensions (Regulatory inventory)
Regulation on capital collateralization measures (Regulatory inventory)
Exposure value of synthetic excess spreads in securitizations (Regulatory inventory)
Adjumstments of the CRR supplementary Regulation (7. CRR-BV amendment) (Regulatory inventory)
ITS on appropriately diversified indices (Regulatory inventory)
Own funds requirements for firms based on fixed overheads (Regulatory inventory)
Exclusion of third country transactions from CVA risk (Regulatory inventory)
Level 3 / Other
Measures to address macroprudential risk in Finland (Not directly effective)
Measures to address macroprudential risk in Estonia (Not directly effective)
EBA - Final Q&A: CRR - Accounting and auditing (Regulatory inventory)
Guidelines on ICT and security risk management (Regulatory inventory)
Outsourcing to cloud service providers (Regulatory inventory)
EBA - Final Q&A: CRR - Other topics (Regulatory inventory)
Uniform disclosure under IFRS 9 transitional arrangements (Regulatory inventory)
Guide on options and discretions available in Union law (Regulatory inventory)
Guide on Targeted Review of Internal Models (TRIM) (Regulatory inventory)
EBA Opinion on the regulatory treatment of non-performing exposure securitisations (Not directly effective)
EBA Q&A: Regulatory reporting - (large exposure notification) (Regulatory inventory)
Monitoring and coordination of instituional protection schemes (IPS) including LSIs (Regulatory inventory)
Approach for the recognition of institutional protection schemes (IPS) (Regulatory inventory)
Institutional Protection Schemes (IPS) (Regulatory inventory)
Remuneration benchmarking (Regulatory inventory)
Disclosure of indicators of global systemic importance (Regulatory inventory)
GL on the applicable notional discount rate for long term deferred variable remuneration (Regulatory inventory)
EBA - Final Q&A: CRD - Supervisory review and evaluation (SREP) and Pillar 2 (Regulatory inventory)
Assessments of fintech credit institution licence applications (Regulatory inventory)
Addendum to the ECB Guidance to banks on nonperforming loans (Regulatory inventory)
Credit risk management practices (Regulatory inventory)
Guidelines on interrelationship BRRD and CRR-CRD (Regulatory inventory)
Guidance to banks on non-performing loans (NPL) (Regulatory inventory)
PD & LGD estimation and the treatment of defaulted exposures (Regulatory inventory)
Dividend distribution policies (Not directly effective)
Treatment of connected clients for large exposures (Regulatory inventory)
Materiality assessment for IMM and A-CVA model extensions (Regulatory inventory)
Q&A on AnaCredit Reporting Manual (Regulatory inventory)
Unsolicited credit assessments (Regulatory inventory)
Qualifying holdings in the financial sector (Regulatory inventory)
Corrections to modified duration for debt instruments (Regulatory inventory)
Consolidated Guide on options and discretions available in Union law (Regulatory inventory)
Standardised templates for Additional Tier 1 instruments (Regulatory inventory)
Implicit support for securitisation transactions (Regulatory inventory)
Addendum to the Guide on options and discretions available in Union law (Regulatory inventory)
GL on limits to exposures to shadow banking entities (Regulatory inventory)
Data for supervisory benchmarking (Regulatory inventory)
Guidelines on materiality, proprietary and confidentiality and on disclosure frequency (Regulatory inventory)
SRT for securitisation transactions (Regulatory inventory)
Retail deposits subject to different outflows in the LCR (Regulatory inventory)
EBA - Final Q&A: CRR - Supervisory reporting: Asset Encumbrance (Regulatory inventory)
Interim arrangement for netting agreements (Regulatory inventory)
Supervisory re-comparisons of internal market risk models (Regulatory inventory)
Risk weighting of German guarantee banks (Regulatory inventory)
Injunction concerning Article 467(2) of CRR (Regulatory inventory)
Interest rate risk in the banking book for LSI (Not directly effective)
Disclosure of encumbered and unencumbered assets - BaFin (Regulatory inventory)
Filing prudential financial information (Regulatory inventory)
Implementation of the EBA guidelines on disclosure of materiality (Regulatory inventory)
Acquisition of a Legal Entity Identifier (LEI) (Regulatory inventory)
Approval procedure for using self-calculated delta factors (Regulatory inventory)
Authorisation procedure for self-calculated delta-factors (Regulatory inventory)
General disposition of the BaFin concerning Article 89 of CRR (Regulatory inventory)
Netting Agreement (Regulatory inventory)
Guideline on materiality threshold for credit obligations past due for less significant institutions (LSIs) (Regulatory inventory)
Q&A on the securitisation regulation (Regulatory inventory)
Guidelines on loan origination and monitoring (Regulatory inventory)
Annual Report EBA 2019 (Not directly effective)
Supervisory Banking Statistics - Second quarter 2020 (Not directly effective)
Macroprudential Policy in the EU 2018 (Not directly effective)
Basel III Monitoring Exercise (Not directly effective)
Opinion on deposit protection issues stemming from Brexit (Not directly effective)
Banking Union – Annual Report 2018 (Not directly effective)
Data collection on the review of the prudential framework for investment firms (Not directly effective)
Handbook on valuation for purposes of resolution (Not directly effective)
EBA report on crypto-assets (Not directly effective)
Opinion on minimum loss coverage for non-performing exposures (Not directly effective)
Opinion on the Equivalence of Supervisory and Regulatory Requirements in Argentina (Not directly effective)
Report on impact assessment on LCR (Not directly effective)
EEA Agreement: Implementation of CRR & CRD IV and most delegated acts (Not directly effective)
Banks’ Integrated Reporting Dictionary (BIRD) (Not directly effective)
ECB stress test regarding Liquidity Risk (Not directly effective)
Market risk benchmarking exercise (Not directly effective)
Amending Recommendation on voluntary reciprocity for macroprudential policy measures (Not directly effective)
FAQ of the BaFin on the CRR (Regulatory inventory)
Guidance to assess breaches of the large exposure limits (Regulatory inventory)
Classification of capital instruments as hard core capital (Regulatory inventory)
EBA - Final Q&A: CRR - Own funds (Regulatory inventory)
Obergrenzen für Risikopositionen gegenüber Schattenbanken (Regulatory inventory)
EBA - Final Q&A: CRR - Liquidity risk (Regulatory inventory)
Circular letter on the definition of risk positions with a high risk (Regulatory inventory)
Significant credit risk transfer (Regulatory inventory)
EBA - Final Q&A: CRR - Operational Risk (Regulatory inventory)
Targeted Review of Internal Models (TRIM) - Risk-type-specific chapters (Regulatory inventory)
Guidelines on Downturn LGD (Regulatory inventory)
Guidelines on exposures associated with high risks (Regulatory inventory)
Harmonised definition of default (Regulatory inventory)
Implementation of Guidelines on implicit support for securitisation transactions (Regulatory inventory)
Guidelines on the treatment of CVA risk under SREP (Regulatory inventory)
EBA - Final Q&A: CRR - Leverage Ratio (Regulatory inventory)
EBA - Final Q&A: CRR - Securitisation and Covered Bonds (Regulatory inventory)
EBA Final Q&A: CRR - own funds (Regulatory inventory)
EBA - FINAL Q&A: CRR - Supervisory reporting: COREP (Regulatory inventory)
EBA - FINAL Q&A: CRR - Supervisory reporting: Large Exposures (Regulatory inventory)
EBA - FINAL Q&A: CRR - Supervisory reporting: Leverage ratio (Regulatory inventory)
EBA - FINAL Q&A: CRR - Supervisory reporting: Liquidity (Regulatory inventory)
EBA - Final Q&A: CRR Supervisory reporting: FINREP (Regulatory inventory)
Guidelines on credit risk mitigation (Regulatory inventory)
EBA - Final Q&A: CRR - Credit risk (Regulatory inventory)
List of public sector entities (PSEs) with special treatment under the CRSA (Regulatory inventory)
List of regional governments and local authorities (RGLAs) with special treatment under the CRSA (Regulatory inventory)
List of CET1 capital instruments (update) (Regulatory inventory)
Targeted Review of Internal Models (TRIM) - General topics (Regulatory inventory)
Submission of large credit notifications (Regulatory inventory)
Report on reliance on external credit ratings (Not directly effective)
Cost of compliance study (Not directly effective)
EBA - Final Q&A: CRR - Market risk (Regulatory inventory)
EBA - FINAL Q&A: CRR - Internal Governance (Regulatory inventory)
EBA - Final Q&A: CRR - Supervisory reporting (Regulatory inventory)
Report on the treatment of incoming third country branches (Not directly effective)
Amendment guideline on harmonising options and discretions available in Union law for LSI (Regulatory inventory)
Recommendation on common specifications for the exercise of some options and discretions available in Union law (Not directly effective)
Quality of unsolicited credit assessments confirmed (Regulatory inventory)
Methodology for the determination of the weighted average maturity of securitisation positions for regulatory purposes (Regulatory inventory)
Management of non-performing and forborne exposures (Regulatory inventory)
Machine learning for IRB models (Not directly effective)
Equivalence of prudential and regulatory requirements for the Republic of Northern Macedonia (Not directly effective)
Equivalence of supervisory and regulatory requirements for Bosnia and Herzegovina (Not directly effective)
Circular on the stable refinancing of off-balance sheet items (Regulatory inventory)
EBA - Final Q&A: CRR - Model validation (Regulatory inventory)
The role of environmental risks in the prudential framework (Not directly effective)
Supervisory Manual on the Validation of Rating Systems under the IRBA (Regulatory inventory)
Guidelines on the application of the Structural FX provision (Regulatory inventory)
Disclosure of non-performing and forborne exposures (Regulatory inventory)
Margin for redemptions of eligible liabilities (Regulatory inventory)
Guidelines on institutions’ stress testing (Regulatory inventory)