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Official name

REGULATION (EU) No 575/2013 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012

Type

Regulation

Level 1

Initiator

Submitted

20.07.2011

Doc. code

575/2013

Summary

Status

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Current version

Final version

30.11.2013

Next step

Entry into force

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Application date

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Scope

Relevant for

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Level 1

CRR - Own funds and eligible liabilities (Articles 25-91) (non-binding, EU)

CRR - Capital requirements (Articles 92-386) (non-binding, EU)

CRR - Large Loans (Articles 387-403) (non-binding, EU)

CRR - Risk positions arising from transferred credit risks (Articles 404-410) (non-binding, EU)

CRR - Liquidity (Articles 411-428) (non-binding, EU)

CRR - Leverage (Articles 429-430) (non-binding, EU)

CRR - Disclosure by institutions (Articles 431-455) (non-binding, EU)

Revision of the CRR (CRR2) - General Part (binding, Amendment, EU)

Investment firms regulation (IFR) (binding, Main version, Amendment, EU)

Single Supervisory Mechanism (SSM) (binding, Main version, EU)

Revision of the CRR (CRR II) - Transitional arrangements (binding, Amendment, EU)

Payment Services Supervision Act (Zahlungsdiensteaufsichtsgesetz - ZAG) and implementation of PSD2 (binding, Main version, Amendment, DE)

Restructuring of the tasks and duties of the German Financial Market Stabilisation Authority (FMSA) (binding, Amendment, DE)

Amendment of the Building Society Act (binding, Amendment, DE)

CRD IV Implementation act (binding, Amendment, DE)

Adjustments to the CRR in response to the Covid-19 pandemic (CRR Quick Fix) (binding, Amendment, EU)

Amendment of the CRR in response to the COVID-19 pandemic (binding, Amendment, EU)

Implementation of the Covered Bonds Directive (CBD-Umsetzungsgesetz) (binding, Amendment, DE)

CMU - regulation on exposures in the form of covered bonds (binding, Amendment, EU)

Prudential requirements for credit institutions and investment firms (binding, Amendment, EU)

Minimum loss coverage for non-performing exposures (Backstop Regulation) (binding, Amendment, EU)

Sovereign bond-back securities Regulation (binding, Main version, Amendment, EU)

Amendment to the CRR/CRD in the area of resolution - daisy chain approach (binding, Amendment, EU)

Amending certain regulations with respect to the establishment and operation of ESAPs (binding, Amendment, EU)

The finalisation of BASEL III - CRR III (CRR3) (binding, Amendment, EU)

Amendment of EMIR, CRR and MMF (EMIR 3) (binding, Amendment, EU)

Updated ECB Regulation on options and discretions (binding, Amendment, EU)

Level 2

RTS on the methods of prudential consolidation (binding, Supplement, EU)

Alternative standardised approach for market risk (binding, Amendment, EU)

Regulation on the exercise of options and discretions available in Union law (binding, Main version, EU)

RTS on periodic CRA reporting on fees charged to customers (binding, Supplement, EU)

Materiality threshold of credit obligations past due (binding, Supplement, EU)

RTS on disclosure of encumbered and unencumbered assets (non-binding, EU)

Waiver on own funds requirements for certain covered bonds (binding, Amendment, EU)

Treatment in cross-border intragroup financial support under LCR (binding, Supplement, EU)

Amendment of equivalence of regulatory requirements in third countries (non-binding, EU)

Additional collateral outflows on derivatives contracts (binding, Supplement, EU)

Mapping of ECAIs’ credit assessments for securitisation positions (binding, Supplement, EU)

RTS on data waiver permission (binding, Supplement, EU)

Corrections to the adopted technical standards on non-delta risk options and on identified staff (binding, Amendment, EU)

ITS on disclosure of the leverage ratio (non-binding, EU)

RTS on the use of derogations for currencies with insufficient liquid assets (binding, Supplement, EU)

ITS on currencies with liquid assets shortage (binding, Supplement, EU)

RTS on IRB equity exemption (binding, Supplement, EU)

RTS on Countercyclical buffer disclosures (non-binding, EU)

Change RTS to EK – Deduction of indirect und synthetic holdings (binding, Supplement, EU)

Assessing the materiality of extensions and changes of internal approaches (binding, Amendment, EU)

Currencies with extremely narrow central bank eligibility (binding, Supplement, EU)

RTS on margin periods of risk (binding, Supplement, EU)

Change of CRR regarding Leverage Ratio (binding, Supplement, EU)

Determination of the overall exposure to a client or a group of connected clients (binding, Supplement, EU)

RTS on disclosure requirements for structured finance instruments (binding, Supplement, EU)

ITS on disclosure values of indicators by G-SIIs (non-binding, EU)

ITS on supervisory practices with regard to the implementation of additional risk weights (binding, Supplement, EU)

ITS on hypothetical capital of a central counterparty (binding, Supplement, EU)

RTS for non-delta risk of options in the standardised market risk approach (binding, Supplement, EU)

RTS for determining proxy spread and limited smaller portfolios for credit valuation adjustment risk (binding, Supplement, EU)

RTS for financial conglomerates (binding, Supplement, EU)

ITS on diversified indices (binding, Supplement, EU)

Audit report directive (PrüfbV) (binding, Main version, DE)

Amendments to the GroMiKV and abolition of the sovereign risk regulation (binding, Amendment, DE)

First Amendments on Financial and Risk-bearing Capacity Information Regulation (FinarisikoV) (binding, Amendment, DE)

German large exposure regulation (binding, Supplement, DE)

Prudential treatment of software assets (binding, Amendment, EU)

Calculation of risk‐weighted exposure amounts of CIUs (binding, Supplement, EU)

Supervisory reporting amendments with regards to FINREP, LCR and COREP (binding, Amendment, EU)

Amending RTS on prudent valuation in light of Covid-19 (binding, Amendment, EU)

3rd amendment of ITS on mapping of ECAIs’ credit assessments (binding, Amendment, EU)

Extension of the transitional periods for exposures to CCP (binding, Amendment, EU)

Recognition of Serbian & South Korean prudential regimes for bank solvency (binding, Amendment, EU)

RTS for determining what constitutes the close correspondence between the value of an institution's covered bonds and the value of the institution's assets (binding, Supplement, EU)

disclosure of own funds requirements for institutions (non-binding, EU)

RTS on assessment methodologies for the Advanced Measurement Approaches for operational risk (binding, Supplement, EU)

Equivalence of third countries with regard to the treatment of exposures under the CRR (non-binding, EU)

RTS on downturn LGD (binding, Supplement, EU)

Assessment methodology for IRB approach (binding, Supplement, EU)

RTS on risk weights and LGD floors for mortgage lending (binding, Supplement, EU)

Adjustment of the Solvency Regulation (binding, Amendment, DE)

ITS on mapping of ECAIs’ credit assessments (binding, Supplement, EU)

RTS on the definition of the term market (binding, Supplement, EU)

2nd amendment of ITS on mapping of ECAIs’ credit assessments (binding, Amendment, EU)

Amending ITS on mapping of ECAIs’ credit assessments (binding, EU)

Amendment to the ITS on Comprehensive Pillar 3 Disclosure (binding, Amendment, EU)

RTS on risk weights for specialised lending exposures (binding, Supplement, EU)

Regulation concerning gross jump-to-default amounts (JTD amounts) (binding, EU)

Revision of LCR regulation (binding, Amendment, EU)

RTS on residual risk add-on (RRAO) (binding, Supplement, EU)

Standardised Approach for CCR (binding, Supplement, EU)

Specific supervisory reporting requirements for market risk (binding, Supplement, EU)

RTS on the valuation methodology for the use of internal models for market risk (binding, Supplement, EU)

RTS on permanent and temporary uses of the IRB approach (binding, Supplement, EU)

Liquidity coverage ratio (LCR) (binding, Supplement, EU)

Appropriateness of risk weights and minimum LGDs for exposures secured by immovable property (non-binding, Supplement, EU)

Transitional provisions related to own funds requirements for exposures to CCPs (non-binding, EU)

RTS for own funds requirements (binding, Supplement, EU)

Disclosure of exposures to interest rate risk in the banking book (IRRBB) (binding, Amendment, EU)

RTS for credit risk adjustments (binding, Supplement, EU)

Amended RTS on credit risk adjustment (binding, Amendment, EU)

Amendment of regulation on the exercise of options and discretions available in Union law (binding, Amendment, EU)

First Covered Bond Amendment Regulation and Covered Bond Reporting Regulation (PfandMeldeV) (binding, Supplement, Amendment, DE)

Amending ITS on currencies with constraints on the availability of liquid assets (binding, Amendment, EU)

Updated list of equivalent third countries under CRR (binding, Supplement, EU)

RTS specifying the criteria for subjecting certain investment firms to the requirements of the CRR (binding, Supplement, EU)

Amended ITS on ECAIs' credit assessments for securitisations (binding, Amendment, Supplement, EU)

Materiality threshold for credit obligations past due (binding, Supplement, EU)

RTS on materiality of model changes and extensions (binding, Supplement, EU)

Regulation on capital collateralization measures (binding, AT)

Exposure value of synthetic excess spreads in securitizations (binding, Supplement, EU)

2022-amendment to the CRR-Begleitverordnung 2021 (binding, Amendment, AT)

Own funds requirements for firms based on fixed overheads (binding, Amendment, EU)

Exclusion of third country transactions from CVA risk (binding, Supplement, EU)

PDs and LGDs for default risk model under the internal approach for market risk (FRTB) (binding, Supplement, EU)

RTS on FX and Commodity risk in the non-trading book (binding, Supplement, EU)

Disclosure and reporting of MREL and TLAC (binding, Supplement, EU)

ITS zu Closely correlated currencies (binding, Supplement, EU)

RTS on prudent valuation adjustments (binding, Supplement, EU)

German Solvency Regulation (SolvV) (binding, Supplement, DE)

ITS on main indices and recognised exchanges under CRR (binding, Supplement, EU)

Regulation on reporting of supervisory financial information (ECB FINREP Regulation) (binding, Supplement, EU)

Specification of the requirements to transferred credit risk (binding, Supplement, EU)

Changes RTS to own funds requirements – drag on own funds (binding, Amendment, EU)

Supervisory reporting changes for FINREP, IP Losses, Large Exposures (binding, Amendment, EU)

RTS to amend the CVA proxy spread (binding, Supplement, EU)

Extension of the transitional periods for exposures to CCP (binding, EU)

Verlängerung Übergangszeiträume Eigenmittelanforderungen für Positionen ggü. CCPs (binding, EU)

RTS on conditions for KIRB calculations in securitisation transactions (binding, Supplement, EU)

Amendment of FINREP reporting requirements regarding NPL and IFRS 16 (binding, Amendment, EU)

RTS on the calculation of the stress scenario risk measure under the FRTB (binding, Supplement, EU)

List of advanced economies to determine equity risk under FRTB-SA (binding, Supplement, EU)

RTS on the reclassification of investment firms as credit institutions (binding, Supplement, EU)

RTS for the identification of shadow banking entities (binding, Supplement, EU)

CRR-Accompanying Regulation 2021 - CRR-BV 2021 (binding, Supplement, AT)

RTS on the identification of a group of connected clients (GCC) (binding, Supplement, EU)

Updated ITS on diversified indices (binding, Amendment, EU)

Amending ITS on supervisory reporting to introduce new IRRBB reporting (binding, Amendment, EU)

ITS to amend the specific reporting requirements for market risks (FRTB reports) (binding, Amendment, EU)

RTS for standards for the assessment of market risk models for reviewing the trading book (binding, Supplement, EU)

4th amendment of ITS on mapping ECAIS' credit assessments (binding, Amendment, EU)

4th update of the list of closely correlated currencies (binding, Amendment, EU)

Amendment of Disclosure and Reporting of MREL and TLAC (binding, Amendment, EU)

RTS on extraordinary circumstances for continuing the use of an internal model (binding, Supplement, EU)

2023-amendment to the CRR Accompanying Regulation 2021 (binding, Amendment, AT)

RTS on the assessment of the materiality of extensions and changes to the use of alternative internal models for market risk as well as to the subset of the modellable risk factors (binding, Supplement, EU)

Amendment of RTS on FRTB regarding CRR3 (binding, Amendment, EU)

Amendment of RTS on the standardised approach for counterparty credit risk (SA-CCR) regarding CRR3 (binding, Amendment, EU)

Revision of the ITS on Supervisory reporting regarding CRR3 (binding, Supplement, EU)

Amendment of ITS on pillar 3 disclosure regarding CRR3 (binding, Amendment, EU)

Pillar 3 data hub (P3DH) (binding, Supplement, Amendment, EU)

Amendment of the RTS on prudent valuation (binding, Amendment, EU)

RTS on residual risk add-on exemption (binding, Supplement, EU)

CRR3 - RTS concerning the determination of the business indicator for operational risk (binding, Supplement, EU)

CRR3 - ITS on reporting references concerning the business indicator for operational risk (binding, Supplement, EU)

CRR3 - RTS concerning adjustments to the business indicator (binding, Supplement, EU)

CRR3 - amendment of ITS on pillar 3 disclosure for operational risk (binding, Amendment, EU)

CRR3 - amendment to the ITS on supervisory reporting for operational risk (binding, Amendment, EU)

Technical standards for off-balance sheet items under the standardised approach for credit risk (binding, Supplement, EU)

CRR3 - RTS on the method for identifying the main risk driver of a position and for determining whether a transaction represents a long or a short position (binding, Supplement, EU)

CRR3 - RTS on equivalent mechanism for unfinished property under the standardised approach of credit risk (binding, Supplement, EU)

Regulation specific provisions CRD and CRR (binding, Supplement, NL)

CRR3 - RTS on establishing a risk taxonomy for operational risk (binding, Supplement, EU)

CRR3 - RTS on the conditions under which the calculation of annual operational risk losses would be unduly burdensome for an institution (binding, Supplement, EU)

CRR3 - RTS on the inclusion of losses from mergers and acquisitions for operational risk (binding, Supplement, EU)

CRR3 - RTS on CVA risk of securities financing transactions (binding, Supplement, EU)

Amendment of the Besluit EU-verordeningen Wft (Uitvoeringsbesluit verordening kapitaalvereisten 2025) (binding, Amendment, NL)

Deferral of application of CRR3 amendments regarding own funds requirements for market risk (binding, Supplement, EU)

2024 amendment to the CRR Accompanying Regulation 2021 (binding, Amendment, AT)

RTS on structural foreign currency positions (binding, Supplement, EU)

CRR3 - amendment of RTS on the materiality of changes of the IRB Approach (binding, Amendment, EU)

Level 3 / Other

Measures to address macroprudential risk in Finland (non-binding, EU)

Measures to address macroprudential risk in Estonia (non-binding, EU)

EBA - Final Q&A: CRR - Accounting and auditing (binding, EU)

Guidelines on ICT and security risk management (binding, EU)

Outsourcing to cloud service providers (binding, EU)

EBA - Final Q&A: CRR - Other topics (binding, EU)

Uniform disclosure under IFRS 9 transitional arrangements (binding, EU)

Guide on options and discretions available in Union law (binding, EU)

Guide on Targeted Review of Internal Models (TRIM) (binding, EU)

EBA Opinion on the regulatory treatment of non-performing exposure securitisations (non-binding, EU)

EBA Q&A: Regulatory reporting - (large exposure notification) (binding, DE)

Monitoring and coordination of instituional protection schemes (IPS) including LSIs (binding, EU)

Approach for the recognition of institutional protection schemes (IPS) (binding, EU)

Institutional Protection Schemes (IPS) (binding, EU)

Remuneration benchmarking (binding, EU)

Disclosure of indicators of global systemic importance (binding, EU)

GL on the applicable notional discount rate for long term deferred variable remuneration (binding, EU)

EBA - Final Q&A: CRD - Supervisory review and evaluation (SREP) and Pillar 2 (binding, EU)

Assessments of fintech credit institution licence applications (binding, EU)

Addendum to the ECB Guidance to banks on nonperforming loans (binding, EU)

Credit risk management practices (binding, EU)

Guidelines on interrelationship BRRD and CRR-CRD (binding, EU)

Guidance to banks on non-performing loans (NPL) (binding, EU)

PD & LGD estimation and the treatment of defaulted exposures (binding, Supplement, EU)

Dividend distribution policies (non-binding, EU)

Treatment of connected clients for large exposures (binding, EU)

Materiality assessment for IMM and A-CVA model extensions (binding, EU)

Unsolicited credit assessments (binding, EU)

Qualifying holdings in the financial sector (binding, EU)

Corrections to modified duration for debt instruments (binding, EU)

Consolidated Guide on options and discretions available in Union law (binding, EU)

Standardised templates for Additional Tier 1 instruments (binding, EU)

Implicit support for securitisation transactions (binding, EU)

Addendum to the Guide on options and discretions available in Union law (binding, EU)

GL on limits to exposures to shadow banking entities (binding, EU)

Data for supervisory benchmarking (binding, EU)

Guidelines on materiality, proprietary and confidentiality and on disclosure frequency (binding, EU)

SRT for securitisation transactions (binding, EU)

Retail deposits subject to different outflows in the LCR (binding, EU)

EBA - Final Q&A: CRR - Supervisory reporting: Asset Encumbrance (binding, EU)

Supervisory re-comparisons of internal market risk models (binding, DE)

Risk weighting of German guarantee banks (binding, DE)

Interest rate risk in the banking book for LSI (non-binding, DE)

Disclosure of encumbered and unencumbered assets - BaFin (binding, DE)

Filing prudential financial information (binding, DE)

Implementation of the EBA guidelines on disclosure of materiality (binding, DE)

Acquisition of a Legal Entity Identifier (LEI) (binding, DE)

Approval procedure for using self-calculated delta factors (binding, DE)

General disposition of the BaFin concerning Article 89 of CRR (binding, DE)

Netting Agreement (binding, DE)

Guideline on materiality threshold for credit obligations past due for less significant institutions (LSIs) (binding, EU)

Q&A on the securitisation regulation (binding, EU)

Annual Report EBA 2019 (non-binding, EU)

Supervisory Banking Statistics - Second quarter 2020 (non-binding, EU)

Macroprudential Policy in the EU 2018 (non-binding, EU)

Opinion on deposit protection issues stemming from Brexit (non-binding, EU)

Banking Union – Annual Report 2018 (non-binding, EU)

Data collection on the review of the prudential framework for investment firms (non-binding, EU)

Handbook on valuation for purposes of resolution (non-binding, EU)

EBA report on crypto-assets (non-binding, EU)

Opinion on minimum loss coverage for non-performing exposures (non-binding, EU)

Opinion on the Equivalence of Supervisory and Regulatory Requirements in Argentina (non-binding, EU)

Report on impact assessment on LCR (non-binding, EU)

EEA Agreement: Implementation of CRR & CRD IV and most delegated acts (non-binding, EU)

Banks’ Integrated Reporting Dictionary (BIRD) (non-binding, EU)

ECB stress test regarding Liquidity Risk (non-binding, EU)

FAQ of the BaFin on the CRR (binding, DE)

Guidance to assess breaches of the large exposure limits (binding, EU)

Obergrenzen für Risikopositionen gegenüber Schattenbanken (binding, DE)

Circular letter on the definition of risk positions with a high risk (binding, DE)

Significant credit risk transfer (binding, EU)

EBA - Final Q&A: CRR - Operational Risk (binding, EU)

Guidelines on Downturn LGD (binding, Supplement, EU)

Guidelines on exposures associated with high risks (binding, EU)

Harmonised definition of default (binding, Supplement, EU)

Implementation of Guidelines on implicit support for securitisation transactions (binding, DE)

Guidelines on the treatment of CVA risk under SREP (binding, EU)

EBA - Final Q&A: CRR - Leverage Ratio (binding, EU)

EBA FINAL Q&A: CRR - Large Exposures (binding, EU)

EBA - Final Q&A: CRR - Securitisation and Covered Bonds (binding, EU)

EBA - FINAL Q&A: CRR - Supervisory reporting: Large Exposures (binding, EU)

Guidelines on credit risk mitigation (binding, Supplement, EU)

List of public sector entities (PSEs) with special treatment under the CRSA (binding, EU)

List of regional governments and local authorities (RGLAs) with special treatment under the CRSA (binding, EU)

Submission of large credit notifications (binding, DE)

Report on reliance on external credit ratings (non-binding, EU)

Cost of compliance study (non-binding, EU)

EBA - FINAL Q&A: CRR - Internal Governance (binding, EU)

EBA - Final Q&A: CRR - Supervisory reporting (non-binding, EU)

Report on the treatment of incoming third country branches (non-binding, EU)

Amendment guideline on harmonising options and discretions available in Union law for LSI (binding, EU)

Recommendation on common specifications for the exercise of some options and discretions available in Union law (non-binding, EU)

Quality of unsolicited credit assessments confirmed (binding, EU)

Methodology for the determination of the weighted average maturity of securitisation positions for regulatory purposes (binding, EU)

Management of non-performing and forborne exposures (binding, Supplement, EU)

Machine learning for IRB models (non-binding, EU)

Equivalence of prudential and regulatory requirements for the Republic of Northern Macedonia (non-binding, EU)

Equivalence of supervisory and regulatory requirements for Bosnia and Herzegovina (non-binding, EU)

Circular on the stable refinancing of off-balance sheet items (binding, DE)

EBA - Final Q&A: CRR - Model validation (binding, EU)

The role of environmental risks in the prudential framework (non-binding, EU)

Guidelines on the application of the Structural FX provision (binding, EU)

Disclosure of non-performing and forborne exposures (binding, EU)

Margin for redemptions of eligible liabilities (binding, EU)

Guidelines on institutions’ stress testing (binding, EU)

Extension of the general ruling on reducing instruments eligible for inclusion (binding, Supplement, DE)

EBA - Final Q&A: CRR - Supervisory reporting: Funding Plans (binding, EU)

Assessments of licence applications for credit institutions (binding, EU)

2024 review of the functioning of the EU securitisation framework (non-binding, EU)

Guidelines on the diversification of retail exposure in the standardized approach to credit risk (binding, EU)

List of CET 1 capital instruments (binding, EU)

EBA - Final Q&A: CRR - Liquidity risk (binding, Supplement, EU)

EBA - Final Q&A: CRR - Credit risk (binding, Supplement, EU)

EBA - Final Q&A: CRR - Own funds (binding, Supplement, EU)

EBA - Final Q&A: CRR - Transparency and Pillar 3 (binding, Supplement, EU)

Credit balances for cooperatives 2024 (binding, Supplement, DE)

EBA - Final Q&A: CRR - Market risk (binding, Supplement, EU)

EBA - FINAL Q&A: CRR - Supervisory reporting: COREP (binding, Supplement, EU)

EBA - Final Q&A: CRR - Supervisory reporting: Leverage ratio (binding, Supplement, EU)

EBA - FINAL Q&A: CRR - Supervisory reporting: Liquidity (binding, Supplement, EU)

EBA - Final Q&A: CRR Supervisory reporting: FINREP (binding, Supplement, EU)

Ad-hoc exercise IRRBB data (binding, EU)

CRR3 - Guidelines on acquisition, development and construction exposures to residential property under the CRSA (binding, Supplement, EU)

Amendment of ITS on joint decision process for internal model authorisation regarding CRR3 (non-binding, EU)

FMA information on the hard test in connection with real estate loans (binding, AT)

EBA - Final Q&A: CRR - IRRBB (binding, Supplement, EU)

Updated ECB Recommendation on options and discretions (binding, EU)

Updated ECB Guide on options and discretions (binding, EU)

Updated ECB Guideline on options and discretions (binding, Amendment, EU)

Source: EU, 575/2013, 2013