CRD IV
Initiative
Official name
DIRECTIVE 2013/36/EU OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 26 June 2013 on access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms, amending Directive 2002/87/EC and repealing Directives 2006/48/EC and 2006/49/EC
Type
Directive
Level 1
Initiator
EU
Submitted
20.07.2011
Doc. code
2013/36
Summary
Status
Status
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Current version
Final Version
Next step
Entry into force and application
In force
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To be applied
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Scope
Relevant for
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Associated initiatives
Level 1
Revision of the CRD IV (CRD V) (Regulatory inventory)
Investment firms regulation (IFR) (Regulatory inventory)
Structural banking reforms (Dual Banking System) (Regulatory inventory)
UCITS V (Regulatory inventory)
European Account Preservation Order procedure (Regulatory inventory)
Directive on credit agreements for consumers relating to residential immovable property (Regulatory inventory)
Single Supervisory Mechanism (SSM) (Regulatory inventory)
Restructuring of the tasks and duties of the German Financial Market Stabilisation Authority (FMSA) (Regulatory inventory)
CRD IV Implementation act (Regulatory inventory)
DORA Directive (Regulatory inventory)
The finalisation of BASEL III - CRR III (CRR3) (Regulatory inventory)
Investment firm directive (IFD) (Regulatory inventory)
2. amendment of the CRD IV (CRD VI / CRD6) (Regulatory inventory)
Review of CRR and CRD IV (Regulatory inventory)
Amendments to certain Directives regulating public financial and non-financial disclosure in order to establish the ESAP (Regulatory inventory)
EMIR-Review: Changes to the CRD, the IFD and UCITS Directive (Regulatory inventory)
Level 2
RTS on instruments used for variable remuneration (Regulatory inventory)
Financial and Risk-bearing Capacity Information Regulation - FinarisikoV (formerly Finanzinformationenverordnung FinaV) (Regulatory inventory)
Ownership Control Ordinance (Regulatory inventory)
ITS on the authorisation of credit institutions (Regulatory inventory)
RTS on Authorisation of credit institutions (Regulatory inventory)
Regulation on the exercise of options and discretions available in Union law (Regulatory inventory)
Amended ITS on passport notification (Regulatory inventory)
RTS on the information to be notified when exercising the right of establishment (RTS on passport notifications) (Regulatory inventory)
Standard procedures regarding the right of establishment (ITS Passporting Notifications) (Regulatory inventory)
Operational functioning of colleges of supervisors (Regulatory inventory)
Delegated act on functioning of colleges (Regulatory inventory)
ITS on the joint decision process for institution-specific prudential requirements (Regulatory inventory)
ITS on information exchange between competent authorities (Not directly effective)
Information exchange between competent authorities of home and host Member States (Not directly effective)
RTS on identified staff (Not directly effective)
Requirements on asset quality and non-performing loans (Regulatory inventory)
Minimum coverage amount for credit intermediaries according to the Residential Real Estate Directive (Regulatory inventory)
RTS further defining material exposures and thresholds for internal approaches to specific risk in the trading book (Regulatory inventory)
Notification on proposed acquisitions of qualifying holdings in credit institution (Regulatory inventory)
ITS on 2017 benchmarking exercise (Regulatory inventory)
RTS on benchmarking exercise (Regulatory inventory)
Corrections to the adopted technical standards on non-delta risk options and on identified staff (Regulatory inventory)
Regulation concerning statistics on the money markets (Regulatory inventory)
RTS on determining global systemically important institutions (G-SII) (Regulatory inventory)
Disclosure requirements to supervisory authorities (Not directly effective)
RTS on the identification of the geographical location of relevant credit exposures (Regulatory inventory)
Creditworthiness testing of real estate loan agreements (ImmoKWPLV) (Regulatory inventory)
Revisions to the remuneration regulation (InstitutsVergV) (Regulatory inventory)
Regulation on arrangements of real estate loans (ImmVermV) (Regulatory inventory)
First Amendments on Financial and Risk-bearing Capacity Information Regulation (FinarisikoV) (Regulatory inventory)
RTS on revised identified staff for remuneration purposes (Regulatory inventory)
RTS related to implementation of a new prudential regime for investment firms (Not directly effective)
Fourth amendment of SolvV - buffer of the leverage ratio (Regulatory inventory)
Amendment to the Regulation on Sound Remuneration Policy Wft 2017 (Rbb 2017) (Not directly effective)
RTS on colleges of supervisors for investment firms groups (Not directly effective)
Standards on information exchange between the competent authorities of home and host Member States (Not directly effective)
ITS on 2022 IRBA benchmarking exercise (Regulatory inventory)
RTS on the IRRBB standardised approach (Regulatory inventory)
RTS on IRRBB supervisory outlier tests (SOTs) (Regulatory inventory)
Amending technical standards on benchmarking of internal models (Regulatory inventory)
ITS on IRBA-Benchmarking 2024 (Regulatory inventory)
Corporate information in the application for authorisation as a credit institution (Regulatory inventory)
Level 3 / Other
EBA - Final Q&A: CRD - Internal governance (Regulatory inventory)
List of other Systemically Important Institutions (O-SIIs) (Regulatory inventory)
EBA - Final Q&A: CRD - Remuneration (Regulatory inventory)
Assessments of licence applications for credit institutions (Regulatory inventory)
On-site inspections and internal model investigations (Not directly effective)
Guidelines on internal governance (Regulatory inventory)
EBA Methodological Guide on risk indicators and detailed risk analysis tools (Not directly effective)
Guidelines on ICT and security risk management (Regulatory inventory)
Internal capital adequacy assessment process (ICAAP) (Regulatory inventory)
Management of non-performing and forborne exposures (Regulatory inventory)
Guidelines on institutions’ stress testing (Regulatory inventory)
EBA - Final Q&A: CRD - Supervisory reporting (Regulatory inventory)
EBA - Final Q&A: CRR - Transparency and Pillar 3 (Regulatory inventory)
Internal liquidty adequacy assessment process (ILAAP) (Regulatory inventory)
Supervisory criteria for determining suitability of bank board members (Regulatory inventory)
SSM Supervisory Manual (Regulatory inventory)
Supervision of significant branches (Regulatory inventory)
Remuneration policies and practices (Regulatory inventory)
Institutional Protection Schemes (IPS) (Regulatory inventory)
Guide on options and discretions available in Union law (Regulatory inventory)
EBA - Final Q&A: CRD V - Other Topics (Regulatory inventory)
Guidelines on creditworthiness assessment (Regulatory inventory)
Guidelines on arrears and foreclosure under MCD (Regulatory inventory)
Recommendations on the equivalence of confidentiality regimes (Not directly effective)
Consistency of supervisory practices for financial conglomerates (Regulatory inventory)
SREP / Li-SREP (Regulatory inventory)
Guidelines on criteria to assess other systemically important institutions (O-SIIs) (Regulatory inventory)
Key information on the systemic importance of the 37 largest banks in the EU (Regulatory inventory)
Data collection regarding high earners (Regulatory inventory)
Remuneration benchmarking (Regulatory inventory)
Disclosure of indicators of global systemic importance (Regulatory inventory)
GL on the applicable notional discount rate for long term deferred variable remuneration (Regulatory inventory)
EBA - Final Q&A: CRD - Supervisory review and evaluation (SREP) and Pillar 2 (Regulatory inventory)
Assessments of fintech credit institution licence applications (Regulatory inventory)
Addendum to the ECB Guidance to banks on nonperforming loans (Regulatory inventory)
Credit risk management practices (Regulatory inventory)
Guidelines on interrelationship BRRD and CRR-CRD (Regulatory inventory)
Guidance on leveraged transactions (Regulatory inventory)
ICT Risk Assessment under SREP (Regulatory inventory)
Communication between competent authorities and auditors (Not directly effective)
GL on business reorganisation plan (Regulatory inventory)
Minimum list of qualitative and quantitative recovery plan indicators (Regulatory inventory)
PD & LGD estimation and the treatment of defaulted exposures (Regulatory inventory)
Dividend distribution policies (Not directly effective)
Qualifying holdings in the financial sector (Regulatory inventory)
Consolidated Guide on options and discretions available in Union law (Regulatory inventory)
Data for supervisory benchmarking (Regulatory inventory)
GL on IRRBB (Regulatory inventory)
Registration as a credit institution (Regulatory inventory)
Supervision Guideline (Not directly effective)
Guideline for the supervisory assessment of risk-bearing capacities (Regulatory inventory)
Risk weighting of German guarantee banks (Regulatory inventory)
Interest rate risk in the banking book for LSI (Not directly effective)
Appropriate subsets of the four sectoral exposures of the systemic risk buffer (SyRB) (Not directly effective)
Basel III Monitoring Exercise (Not directly effective)
Convergence of Supervisory Practices (Not directly effective)
Costs and Performance of Structured Deposits (Not directly effective)
Peer review of the RTS on passport notifications (Not directly effective)
Data collection on the review of the prudential framework for investment firms (Not directly effective)
Handbook on valuation for purposes of resolution (Not directly effective)
EBA report on crypto-assets (Not directly effective)
EEA Agreement: Implementation of CRR & CRD IV and most delegated acts (Not directly effective)
Banks’ Integrated Reporting Dictionary (BIRD) (Not directly effective)
ECB stress test regarding Liquidity Risk (Not directly effective)
Amending Recommendation on voluntary reciprocity for macroprudential policy measures (Not directly effective)
Assessing the potential for further transparency on corporate income taxes (Not directly effective)
Monitoring of the threshold and other procedural aspects on the establishment of intermediate EU parent undertakings (Regulatory inventory)
Guidelines on the common assessment methodology for the granting of authorisation as a credit institution (Not directly effective)
EBA - Final Q&A: CRD - Credit risk (Regulatory inventory)
Report on reliance on external credit ratings (Not directly effective)
Report on the treatment of incoming third country branches (Not directly effective)
Clarification on the implementation of the new prudential regime for investment firms (Not directly effective)
Guidelines on IRRBB and CSRBB (Regulatory inventory)
Revised guidelines on criteria for determining suitability of bank board members (Regulatory inventory)
FAQs on the intermediate EU parent undertaking requirement (Not directly effective)
Exceptions for staff members without risk profile (Regulatory inventory)
Sixth Amendment to the Minimum Requirements for Risk Management (MaRisk) (Regulatory inventory)
Reciprocity of Belgian systemic risk buffer (Regulatory inventory)
Reciprocity of German systemic risk buffer (Regulatory inventory)