CRD IV | Regulatory-Hub

Official name

DIRECTIVE 2013/36/EU OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 26 June 2013 on access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms, amending Directive 2002/87/EC and repealing Directives 2006/48/EC and 2006/49/EC (CRD4)

Type

Directive

Level 1

Initiator

Submitted

20.07.2011

Doc. code

2013/36

Summary

Status

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Current version

Final version

26.06.2013

Next step

Entry into force

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Application date

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Scope

Relevant for

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Level 1

Revision of the CRD IV (CRD V) (binding, Amendment, EU)

UCITS V (binding, Amendment, EU)

European Account Preservation Order procedure (binding, Main version, EU)

Directive on credit agreements for consumers relating to residential immovable property (binding, Main version, Amendment, EU)

Single Supervisory Mechanism (SSM) (binding, Main version, EU)

Restructuring of the tasks and duties of the German Financial Market Stabilisation Authority (FMSA) (binding, Amendment, DE)

CRD IV Implementation act (binding, Amendment, DE)

DORA Directive (binding, Amendment, EU)

The finalisation of BASEL III - CRR III (CRR3) (binding, Amendment, EU)

Fourth amendment of SolvV - buffer of the leverage ratio (binding, Amendment, DE)

Investment firm directive (IFD) (binding, Main version, Amendment, EU)

2. amendment of the CRD IV (CRD VI / CRD6) (binding, Amendment, EU)

Amendments to certain Directives regulating public financial and non-financial disclosure in order to establish the ESAP (binding, Amendment, EU)

EMIR-Review: Changes to the CRD, the IFD and UCITS Directive (binding, Amendment, EU)

Level 2

RTS on instruments used for variable remuneration (binding, Supplement, EU)

Financial and Risk-bearing Capacity Information Regulation - FinarisikoV (formerly Finanzinformationenverordnung FinaV) (binding, Main version, Amendment, DE)

Ownership Control Ordinance (binding, Supplement, DE)

ITS on the authorisation of credit institutions (binding, Supplement, EU)

RTS on Authorisation of credit institutions (binding, Supplement, EU)

Regulation on the exercise of options and discretions available in Union law (binding, Main version, EU)

Amended ITS on passport notification (binding, Amendment, EU)

RTS on the information to be notified when exercising the right of establishment (RTS on passport notifications) (binding, Supplement, EU)

Standard procedures regarding the right of establishment (ITS Passporting Notifications) (binding, Supplement, EU)

Operational functioning of colleges of supervisors (binding, Supplement, EU)

Delegated act on functioning of colleges (binding, Supplement, EU)

ITS on the joint decision process for institution-specific prudential requirements (binding, Supplement, EU)

ITS on information exchange between competent authorities (non-binding, Supplement, EU)

Information exchange between competent authorities of home and host Member States (non-binding, Supplement, EU)

RTS on identified staff (non-binding, EU)

Requirements on asset quality and non-performing loans (binding, EU)

Minimum coverage amount for credit intermediaries according to the Residential Real Estate Directive (binding, Supplement, EU)

RTS further defining material exposures and thresholds for internal approaches to specific risk in the trading book (binding, Supplement, EU)

RTS on benchmarking exercise (binding, Supplement, EU)

Corrections to the adopted technical standards on non-delta risk options and on identified staff (binding, Amendment, EU)

Regulation concerning statistics on the money markets (binding, Main version, EU)

RTS on determining global systemically important institutions (G-SII) (binding, Supplement, EU)

Disclosure requirements to supervisory authorities (non-binding, EU)

RTS on the identification of the geographical location of relevant credit exposures (binding, Supplement, EU)

Creditworthiness testing of real estate loan agreements (ImmoKWPLV) (binding, Supplement, DE)

Revisions to the remuneration regulation (InstitutsVergV) (binding, Amendment, DE)

Regulation on arrangements of real estate loans (ImmVermV) (binding, DE)

First Amendments on Financial and Risk-bearing Capacity Information Regulation (FinarisikoV) (binding, DE)

RTS on revised identified staff for remuneration purposes (binding, Supplement, EU)

RTS related to implementation of a new prudential regime for investment firms (non-binding, EU)

Amendment to the Regulation on Sound Remuneration Policy Wft 2017 (Rbb 2017) (non-binding, NL)

Tasks exercise of colleges of supervisors for investment firms groups (non-binding, EU)

ITS on benchmarking of internal models 2022 (binding, Amendment, EU)

RTS on the IRRBB standardised approach (binding, EU)

RTS on IRRBB supervisory outlier tests (SOTs) (binding, Supplement, EU)

ITS on benchmarking of internal models 2023 (binding, Amendment, EU)

ITS on Benchmarking of internal models 2024 (binding, Amendment, EU)

Corporate information in the application for authorisation as a credit institution (binding, Supplement, EU)

Disclosure and reporting of MREL and TLAC (binding, Supplement, EU)

RTS on the identification methodology for global systemically important institutions (G‐SIIs) (binding, Amendment, EU)

Decision recognising 4.5% systemic risk buffer Norway 2023 - Besluit erkenning 4,5% systeemrisicobuffer Noorwegen 2023 (binding, Supplement, NL)

ITS on benchmarking exercise (binding, Supplement, EU)

Level 3 / Other

EBA - Final Q&A: CRD - Internal governance (binding, EU)

EBA - Final Q&A: CRD - Remuneration (binding, EU)

Assessments of licence applications for credit institutions (binding, EU)

On-site inspections and internal model investigations (non-binding, EU)

Guidelines on internal governance (binding, EU)

EBA Methodological Guide on risk indicators and detailed risk analysis tools (non-binding, EU)

Guidelines on ICT and security risk management (binding, EU)

Internal capital adequacy assessment process (ICAAP) (binding, EU)

Management of non-performing and forborne exposures (binding, Supplement, EU)

Guidelines on institutions’ stress testing (binding, EU)

EBA - Final Q&A: CRD - Supervisory reporting (binding, EU)

Internal liquidty adequacy assessment process (ILAAP) (binding, EU)

Supervisory criteria for determining suitability of bank board members (binding, EU)

SSM Supervisory Manual (binding, EU)

Supervision of significant branches (binding, EU)

Remuneration policies and practices related to the sale and provision of retail banking products and services (binding, Supplement, EU)

Institutional Protection Schemes (IPS) (binding, EU)

Guide on options and discretions available in Union law (binding, EU)

EBA - Final Q&A: CRD - Other Topics (binding, EU)

Guidelines on arrears and foreclosure under MCD (binding, EU)

Recommendations on the equivalence of confidentiality regimes (non-binding, EU)

Consistency of supervisory practices for financial conglomerates (binding, EU)

Guidelines on criteria to assess other systemically important institutions (O-SIIs) (binding, EU)

Key information on the systemic importance of the 37 largest banks in the EU (binding, EU)

Remuneration benchmarking (binding, EU)

Disclosure of indicators of global systemic importance (binding, EU)

GL on the applicable notional discount rate for long term deferred variable remuneration (binding, EU)

EBA - Final Q&A: CRD - Supervisory review and evaluation (SREP) and Pillar 2 (binding, EU)

Assessments of fintech credit institution licence applications (binding, EU)

Addendum to the ECB Guidance to banks on nonperforming loans (binding, EU)

Credit risk management practices (binding, EU)

Guidelines on interrelationship BRRD and CRR-CRD (binding, EU)

Guidance on leveraged transactions (binding, EU)

ICT Risk Assessment under SREP (binding, EU)

Communication between competent authorities and auditors (non-binding, EU)

GL on business reorganisation plan (binding, EU)

Minimum list of qualitative and quantitative recovery plan indicators (binding, EU)

PD & LGD estimation and the treatment of defaulted exposures (binding, Supplement, EU)

Dividend distribution policies (non-binding, EU)

Qualifying holdings in the financial sector (binding, EU)

Consolidated Guide on options and discretions available in Union law (binding, EU)

Data for supervisory benchmarking (binding, EU)

GL on IRRBB (binding, EU)

Registration as a credit institution (binding, DE)

Supervision Guideline (non-binding, DE)

Guideline for the supervisory assessment of risk-bearing capacities (binding, Supplement, DE)

Risk weighting of German guarantee banks (binding, DE)

Interest rate risk in the banking book for LSI (non-binding, DE)

Appropriate subsets of the four sectoral exposures of the systemic risk buffer (SyRB) (non-binding, EU)

Basel III Monitoring Exercise (non-binding, EU)

Costs and Performance of Structured Deposits (non-binding, EU)

Peer review of the RTS on passport notifications (non-binding, EU)

Data collection on the review of the prudential framework for investment firms (non-binding, EU)

Handbook on valuation for purposes of resolution (non-binding, EU)

EBA report on crypto-assets (non-binding, EU)

EEA Agreement: Implementation of CRR & CRD IV and most delegated acts (non-binding, EU)

Banks’ Integrated Reporting Dictionary (BIRD) (non-binding, EU)

ECB stress test regarding Liquidity Risk (non-binding, EU)

Amending Recommendation on voluntary reciprocity for macroprudential policy measures (non-binding, EU)

Assessing the potential for further transparency on corporate income taxes (non-binding, EU)

Monitoring of the threshold and other procedural aspects on the establishment of intermediate EU parent undertakings (binding, EU)

Guidelines on the common assessment methodology for the granting of authorisation as a credit institution (non-binding, EU)

EBA - Final Q&A: CRD - Credit risk (binding, EU)

Report on reliance on external credit ratings (non-binding, EU)

Report on the treatment of incoming third country branches (non-binding, EU)

Clarification on the implementation of the new prudential regime for investment firms (non-binding, EU)

Guidelines on IRRBB and CSRBB (binding, EU)

Revised guidelines on criteria for determining suitability of bank board members (binding, EU)

FAQs on the intermediate EU parent undertaking requirement (non-binding, EU)

Exceptions for staff members without risk profile (binding, Amendment, EU)

Reciprocity of Belgian systemic risk buffer (binding, NL)

Reciprocity of German systemic risk buffer (binding, NL)

EBA opinion on the establishment and functioning of Intermediate EU Parent Undertaking (IPUs) (binding, EU)

Guide for benchmarking of diversity practices (binding, Supplement, EU)

Guidelines on loan origination and monitoring (binding, Supplement, EU)

EBA - FINAL Q&A: CRD - Interest Rate Risk for Banking Book (IRRBB) (binding, EU)

Source: EU, 2013/36, 2013