Clarification on the implementation of the new prudential regime for investment firms
Initiative
Official name
Opinion of the European Banking Authority on appropriate supervisory and enforcement practices for the process of authorising investment firms as credit institutions under Article 8a of Directive 2013/36/EU
Type
Opinion
Level 3 / Other
Initiator
EBA
Submitted
Doc. code
EBA/Op/2021/08
Summary
Status
Status
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Current version
Final version
Next step
Entry into force and application
Entry into force
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Application date
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Scope
Relevant for
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Associated initiatives
Level 1
CRD IV
(binding, Main version, EU)
Investment firms regulation (IFR)
(binding, Main version, Amendment, EU)
Investment firm directive (IFD)
(binding, Main version, Amendment, EU)
Level 2
RTS on the reclassification of investment firms as credit institutions
(binding, Supplement, EU)
Level 3 / Other
Roadmap on Investment Firms
(non-binding, EU)
Source: EBA, EBA/Op/2021/08, 2021