Clarification on the implementation of the new prudential regime for investment firms

Official name

Opinion of the European Banking Authority on appropriate supervisory and enforcement practices for the process of authorising investment firms as credit institutions under Article 8a of Directive 2013/36/EU

Type

Opinion

Level 3 / Other

Initiator

EBA

Submitted

Doc. code

EBA/Op/2021/08

Summary

Status

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Current version

Final version

01.07.2021

Next step

Entry into force

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Application date

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Scope

Relevant for

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Level 1

CRD IV (binding, Main version, EU)

Investment firms regulation (IFR) (binding, Main version, Amendment, EU)

Investment firm directive (IFD) (binding, Main version, Amendment, EU)

Level 2

RTS on the reclassification of investment firms as credit institutions (binding, EU)

RTS related to implementation of a new prudential regime for investment firms (non-binding, EU)

Level 3 / Other

Roadmap on Investment Firms (non-binding, EU)