Adaptation of sections of the MaComp

Topic area:
Status: 26.07.2021 |
Archived
Initiative
Official name
Rundschreiben 05/2018 (WA) – Mindestanforderungen an die Compliance-Funktion und weitere Verhaltens-, Organisations- und Transparenzpflichten – MaComp)
Fassung vom 19.04.2018, geändert am 12.03.2021
Geschäftszeichen WA 31 – Wp 2002 – 2017/0011
Type
Circular Letter
Level 3 / Other
Initiator
BaFin
Submitted
29.04.2020
Doc. code
Rundschreiben 05/2018 (WA)
Summary
Status
Status

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Current version
Final version
24.03.2021
Next step
Entry into force and application
Entry into force

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Application date

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Scope
Relevant for

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Associated initiatives
Level 1
–
Level 2
–
Level 3 / Other
Revision of MaComp (non-binding, DE)

Source: BaFin, Rundschreiben 05/2018 (WA), 2021