Securities Services Code of Conduct and Organizational Regulations

Topic area:
Status: 24.10.2017 |
Archived
Key words:
Main version
Initiative
Official name
Verordnung zur Konkretisierung der Verhaltensregeln und Organisati-onsanforderungen für Wertpapierdienstleistungsunternehmen (Wertpapierdienstleistungs-Verhaltens- und Organisationsverordnung – WpD-VerOV)
Type
Regulation
Level 2
Initiator
German government
Submitted
09.05.2017
Doc. code
-
Summary
Status
Status

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Current version
Final version
17.10.2017
Next step
Entry into force and application
Entry into force

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Application date

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Scope
Relevant for

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Associated initiatives
Level 1
Future Financing Act II (binding, Amendment, DE)
Level 2
Introduction of a standardised information sheet for shares (binding, Amendment, DE)
Regulations concerning investor protection (binding, EU)
Organisational requirements and operating conditions for investment firms (binding, Amendment, EU)
National implementation of integration of sustainability factors in the product governance obligations (binding, Amendment, DE)
Level 3 / Other
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Source: German government, Verordnung zur Konkretisierung der Verhaltensregeln und Organisati-onsanforderungen für Wertpapierdienstleistungsunternehmen (Wertpapierdienstleistungs-Verhaltens- und Organisationsverordnung – WpD-VerOV), 2017