Regulation on Securities financing transactions (SFTR)

Topic area:

Status: 23.12.2015 |

Key words:

Official name

REGULATION (EU) 2015/2365 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 25 November 2015 on transparency of securities financing transactions and of reuse and amending Regulation (EU) No 648/2012

Type

Regulation

Level 1

Initiator

Submitted

29.01.2014

Doc. code

2015/2365

Summary

Status

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Current version

Final version

25.11.2015

Next step

Entry into force

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Application date

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Scope

Relevant for

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Level 1

Framework for the recovery and resolution of central counterparties (CCPRRR) (binding, Main version, EU)

EMIR (binding, Main version, EU)

Second Financial Market Enforcement Act (binding, Amendment, DE)

Amending certain regulations with respect to the establishment and operation of ESAPs (binding, Amendment, EU)

Legislation of the SFT-enforcement act and amendment of corresponding acts (binding, Main version, Amendment, AT)

Level 2

SFT trade repository - Details of the application for registration (binding, Supplement, Amendment, EU)

SFT trade repositories - Access to the data held in trade repositories (binding, EU)

Great Britain and Northern Ireland exempted from SFTR (binding, Amendment, EU)

Investment Audit Reports Ordinance - KAPrüfbV (binding, DE)

Fees for securitisation repositories (non-binding, EU)

SFT trade repositories - format and frequency of reports (binding, Supplement, EU)

SFT trade repositories - Access to details of transcations (binding, Supplement, EU)

SFT trade repositories - details on registration (binding, Supplement, EU)

SFT trade repositories - collection, verification, aggregation, comparison and publication of data (binding, Supplement, EU)

SFT trade repositories - Fees (binding, Supplement, EU)

SFT trade repositories - details of transactions to be reported (binding, Supplement, EU)

SFT trade repositories - procedures and forms for exchange of information on sanctions, measures and investigations (binding, Supplement, EU)

Annual supervisory fees to trade repositories for 2021 (binding, Amendment, EU)

Harmonization of SFTR trade repositories fees (binding, Amendment, EU)

Level 3 / Other

Periodic information and notification of material changes by trade repositories (binding, EU)

Reporting under SFTR (binding, EU)

Discussion Paper on Level 2 measures under SFTR (Securities Financing Transaction Regulation) (non-binding, EU)

Statement on LEI requirements under SFTR (non-binding, EU)

Actions to mitigate the impact of COVID-19 on the EU financial markets- approach to SFTR implementation (non-binding, EU)

Technical standards on Trade Repositories under EMIR REFIT (binding, EU)

Guidelines on calculation of positions in SFTS by trade repositories (non-binding, EU)

Amendments to SFTR (non-binding, EU)

Brexit Issues affecting EMIR and SFTR (binding, EU)

Q&As on SFTR data reporting (binding, EU)

Withdrawal of the registration of UK-based credit rating agencies and trade repositories (non-binding, EU)

Simplification of supervisory fees for Trade Repositories under EMIR and SFTR (non-binding, EU)

Report on securities financing transactions and leverage (non-binding, EU)

Update statement on LEI requirements under SFTR (non-binding, EU)

Third Explanation of LEI Requirements under the SFTR (non-binding, EU)

Guidelines on transfer of data between Trade Repositories under EMIR and SFTR (binding, Supplement, EU)

Source: EU, 2015/2365, 2015