MaComp - 4. revised version

Topic area:
Status: 09.02.2023 |
Archiviert
Key words:
Remuneration
Initiative
Official name
Rundschreiben 4/2010 (WA) - MaComp (4. Neufassung) - Mindestanforderungen an die Compliance-Funktion und die weiteren Verhaltens-, Organisations- und Transparenzpflichten nach §§ 31 ff. WpHG für Wertpapierdienstleistungsunternehmen
Type
Circular Letter
Level 3 / Other
Initiator
BaFin
Submitted
09.01.2014
Doc. code
WA 31-Wp 2002-2009/0010
Summary
Status
Status

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Current version
Final version
07.08.2014
Next step
Entry into force and application
Entry into force

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Application date

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Scope
Relevant for

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Associated initiatives
Level 1
–
Level 2
–
Level 3 / Other
Revision of MaComp (non-binding, DE)

Source: BaFin, WA 31-Wp 2002-2009/0010, 2014