CSDR (Central Securities Depositories Regulation)

Topic area:

Status: 11.11.2014 |

Key words:

Official name

REGULATION (EU) No 909/2014 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 23 July 2014 on improving securities settlement in the European Union and on central securities depositories and amending Directives 98/26/EC and 2014/65/EU and Regulation (EU) No 236/2012 (CSDR)

Type

Regulation

Level 1

Initiator

Submitted

07.03.2012

Doc. code

909/2014

Summary

Status

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Current version

Final version

23.07.2014

Next step

Entry into force

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Application date

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Scope

Relevant for

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Level 1

MiFID / MiFIR shift of effective date (binding, Amendment, EU)

Third amendement to the Securities Trading and Insider Directory Regulation (WpAIV) (binding, Amendment, DE)

Company law novell 2016 (binding, Amendment, DE)

Amending certain regulations with respect to the establishment and operation of ESAPs (binding, Amendment, EU)

Settlement finality in payment and securities settlement systems (binding, Main version, EU)

Revision of the CSDR (Central Securities Depositories Regulation) (binding, Amendment, EU)

Level 2

RTS on CSD requirements (binding, Supplement, EU)

RTS on Settlement discipline (binding, Supplement, EU)

ITS on CSD Requirements (binding, Supplement, EU)

Amendment of the time limited equivalence for Central Securities Depositories after the Brexit (non-binding, EU)

Time limited equivalence of central securities depositories after the Brexit (binding, Supplement, EU)

Identification of shareholders, transmission of information and facilitation of the exercise of shareholders' rights (binding, Main version, EU)

Internalised settlements reporting (binding, EU)

ITS on Internalised settlements (binding, EU)

Calculation of cash penalties for settlement fails and the operations of CSDs (binding, Supplement, EU)

Authorisation, supervisory and operational requirements for central securities depositories (CSD) (binding, Supplement, EU)

CSDR RTS on Settlement Discipline – postponed entry into force (binding, EU)

Extension of time limited equivalence of central securities depositories after the Brexit (non-binding, EU)

Amendment of CSDR RTS on Settlement Discipline (binding, Amendment, EU)

RTS for the transmission of information under Art. 22 of the CSDR (binding, Amendment, EU)

RTS on the information to be notified to ESMA by third-country CSDs (binding, Supplement, EU)

ITS with standard forms, templates and procedures for the provision of information under the CSDR (binding, Amendment, EU)

Level 3 / Other

Q&A on Central Securities Depositories Regulation (CSDR) (binding, EU)

Internalised Settlement Reporting under Article 9 of CSDR (binding, EU)

Determine the Substantial Importance of a CSD for a Host Member State (binding, EU)

Recognition of Third-Country CSDs by ESMA (binding, EU)

Guidelines on Settlement Fails Reporting under CSDR (binding, Supplement, EU)

Guidelines on standardised procedures and messaging protocols under CSDR (binding, EU)

Competent Authorities for Central Securities Depositories (CSDs) - ARCHIVED (binding, EU)

Cooperation between authorities under CSDR (binding, EU)

Competent Authorities for Central Securities Depositories (CSDs) (non-binding, EU)

CSD participants default rules and procedures (binding, EU)

Access by a CSD to the transaction feeds of CCPs and trading venues (binding, EU)

CSDR Report to EC - Internalised Settlement (non-binding, EU)

Review of the CSDR (non-binding, EU)

Use of FinTech by CSDs (non-binding, EU)

Public statement on CSDR buy-in provisions (non-binding, EU)

Determine the Most Relevant Currencies in which Settlement Takes Place (binding, EU)

Technical Advice on CSDR Penalty Mechanism (non-binding, EU)

Technical Advice on the Scope of CSDR Settlement Discipline (non-binding, EU)

Source: EU, 909/2014, 2014